Logo
BusinessBusiness

WASHINGTON — Responding to the news that two Securities and Exchange Commission attorneys are under investigation for possible insider-trading, SEC Chairman Mary Schapiro outlined a series of internal compliance reforms.

These steps include contracting with an outside firm to develop a computer tracking system that will audit and oversee SEC employees’ security trades in real time. The agency also will hire a new chief compliance officer and draft new rules to prohibit staffers from trading securities of companies under investigation and require them to get clearance before making any trade.

Comments
anonymous profile image
Powered by RoundtableBuilt on infrastructure designed for real-time media. Learn more at RTB.io.© Roundtable 2026. By using this site you agree to the Terms of Use and Privacy Policy